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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-03-12 |
| TX | RA | APPROVED | 2021-03-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2016 | 03/2021 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2016 | 03/2021 |
| Lpl Financial, Llc | White Hall | IL | 03/2021 | Present |
1) 1/2015 - Non-Variable Insurance - ACCESS INVESTMENT AND INSURANCE SERVICES, INC. - Investment Related - White Hall, IL 62092 2) 5/2001 - Other - FARM OWNER - 1833 Lynnville Woodson Road, Winchester, IL 62694 3) 4/2016 - DBA for LPL Business (entity for LPL business) - Anne Clayton Financial Strategies - Investment Related - White Hall, IL 62092 4) 03/27/2024 - JACS Global Logistics LLC - Business Owner - Co-Owner/ Partnership - Not Investment Related - Online - Start Date 02/20/2024 - 5 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-19 |
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