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Kendall Charles Lovett

Cetera Investment Advisers LLC

Waco, TX

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

16100 Badger Ranch Blvd, Waco, TX 76712 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lovett & Associates Waco TX 06/1983 Present
Cetera Advisors Llc Denver CO 01/2013 06/2017
Questar Capital Corporation Mineapolis MN 06/2017 01/2019
Questar Asset Management Minneapolis MN 06/2017 01/2019
Cetera Advisors Llc Denver CO 02/2019 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 06/1983 → Present
    Lovett & Associates
    Waco, TX
  • 01/2013 → 06/2017
    Cetera Advisors Llc
    Denver, CO
  • 06/2017 → 01/2019
    Questar Capital Corporation
    Mineapolis, MN
  • 06/2017 → 01/2019
    Questar Asset Management
    Minneapolis, MN
  • 02/2019 → Present
    Cetera Advisors Llc
    Denver, CO
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2017-06-23 → 2019-02-12
    Questar Asset Management, Inc.
    Waco, TX
    Minneapolis, MN
  • 2011-03-21 → 2017-06-28
    Cetera Advisors Llc
    Greenwood Village, CO
    Waco, TX
  • 2008-09-26 → 2011-04-20
    Sii Investments, Inc.
    Appleton, WI
    Waco, TX
    Appleton, WI
  • 2007-07-18 → 2008-09-29
    Cetera Advisors Llc
    Greenwood Village, CO
    Waco, TX
  • 1999-09-27 → 2007-07-18
    Legacy Advisory Services, Inc.
    Waco, CA
Other Businesses

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE 02/2019, INSURANCE AGENT , APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, HEALTH, ANNUITIES AND LONG TERM CARE 2. LOVETT & ASSOCIATES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 01/2019, OWNER, APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-07
S63 Uniform Securities Agent State Law Examination 1996-03-01
  • S65 Uniform Investment Adviser Law Examination
    1999-07-07
  • S63 Uniform Securities Agent State Law Examination
    1996-03-01

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