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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-03-19
IL RA APPROVED 2017-08-23
  • FL RA
    APPROVED
    Since 2021-03-19
  • IL RA
    APPROVED
    Since 2017-08-23

Branch Locations

412 Sw Washington Street Suite C, Peoria, IL 61602 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

7150 Sunset Way #603, St Pete Beach, FL 33706 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfg Investments Inc Peoria IL 09/2009 08/2017
Kestra Investment Services, Llc Peoria IL 08/2017 Present
Kestra Advisory Services, Llc Peoria IL 08/2017 Present
  • 09/2009 → 08/2017
    Wfg Investments Inc
    Peoria, IL
  • 08/2017 → Present
    Kestra Investment Services, Llc
    Peoria, IL
  • 08/2017 → Present
    Peoria, IL
Previous Registrations
  • 2009-09-23 → 2017-08-25
    Wfg Advisors, Lp
    Springfield, IL
    Peoria, IL
    Troy, MI
  • 2002-03-26 → 2009-09-30
    Springfield, IL
    Quincy, IL
    Quincy, IL
    Springfield, IL
    Quincy, IL
    Peoria, IL
Other Businesses

Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 | Austin, TX 78735 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 8/28/2017 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: Meet with clients/ build their portfolios/ move money as appropriate/ manage risk Name: KB Elliott Financial Advisors Investment Related: Yes Address: 412 SW Washington Street Peoria IL 61602 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Managing Director Start Date: 8/31/2017 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Financial AdvisorPOSITION: null NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: Address: DESCRIPTION: null Name: 1224 E SAMUEL PEORIA HEIGHTS POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/09/2025 ADDRESS: 1214 E Samuel, Peoria Heights IL 61616, United States DESCRIPTION: I own the house and it is a rental home.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-25
S63 Uniform Securities Agent State Law Examination 1998-10-29
  • S65 Uniform Investment Adviser Law Examination
    2000-10-25
  • S63 Uniform Securities Agent State Law Examination
    1998-10-29
Other Names
  • William Elliot King

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