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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-03-19 |
| IL | RA | APPROVED | 2017-08-23 |
Branch Locations
412 Sw Washington Street Suite C, Peoria, IL 61602 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
7150 Sunset Way #603, St Pete Beach, FL 33706 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfg Investments Inc | Peoria | IL | 09/2009 | 08/2017 |
| Kestra Investment Services, Llc | Peoria | IL | 08/2017 | Present |
| Kestra Advisory Services, Llc | Peoria | IL | 08/2017 | Present |
Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 | Austin, TX 78735 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 8/28/2017 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: Meet with clients/ build their portfolios/ move money as appropriate/ manage risk Name: KB Elliott Financial Advisors Investment Related: Yes Address: 412 SW Washington Street Peoria IL 61602 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Managing Director Start Date: 8/31/2017 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Financial AdvisorPOSITION: null NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: Address: DESCRIPTION: null Name: 1224 E SAMUEL PEORIA HEIGHTS POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/09/2025 ADDRESS: 1214 E Samuel, Peoria Heights IL 61616, United States DESCRIPTION: I own the house and it is a rental home.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-29 |
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