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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-29 |
| NC | RA | APPROVED | 2022-04-18 |
Branch Locations
3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States
101 Banks Dr, Chapel Hill, NC 27514 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Securities, Inc | Fairlawn | OH | 04/2016 | 06/2018 |
| Jp Morgan Securities, Llc | Seattle | WA | 06/2018 | 04/2022 |
| Jp Morgan Chase Bank, N.A. | Seattle | WA | 06/2018 | 04/2022 |
| Wells Fargo Clearing Services, Llc | Raleigh | NC | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-21 |
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