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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-06-06 |
| NJ | RA | APPROVED | 2024-03-22 |
Branch Locations
535 Fifth Avenue 13Th Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | New York | NY | 09/2012 | 06/2017 |
| Park Avenue Securities | New York | NY | 09/2012 | 06/2017 |
| Hightower Securities, Llc | New York | NY | 06/2017 | 01/2020 |
| Hightower Advisors, Llc | New York | NY | 06/2017 | 01/2020 |
| Massmutual | Warren | NJ | 11/2019 | 01/2023 |
| Mml Investors Services | Warren | NJ | 02/2020 | 01/2023 |
| Guardian Life Insurance Company | New York | NY | 03/2024 | Present |
| Park Avenue Securities Llc | New York | NY | 03/2024 | Present |
| Louis Perino Dba Njpenn | Union City | NJ | 02/2023 | 02/2024 |
1)Name: Rivergull LLC; NOT INVESTMENT RELATED; 380 Mountain Road, Apt. 715, Union City, NJ 07087; LEGAL ENTITY (LLC); MEMBER; 1/1/2023; 0 HOURS/MONTH; 0 HOURS/MONTH DURING SECURITIES HOURS; The entity was originally established for a family rental real estate property that has since been sold. In addition, I listed it briefly as an insurance consulting brand on Linkedin in 2023. During that time, no insurance business was transacted, and the entity is dormant.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-22 |
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