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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-05 |
| TX | RA | APPROVED_RES | 2025-06-05 |
Branch Locations
5900 Canoga Ave Ste 220 Ste. 220, Woodland Hills, CA 91367 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial West Group | Westlake Village | CA | 11/1993 | 08/2017 |
| Western International Securities, Inc. | Pasadena | CA | 08/2017 | 06/2025 |
| Lpl Financial Llc | Woodland Hills | CA | 06/2025 | Present |
1- 06/2025 - James Frew Financial Services - Business Entity For Tax/Investment Purposes Only - Investment Related - Home Based - Start Date 05/05/1987 - 5 hours per month/ during trading 2- 06/2025 - MJ Partnership - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 05/05/1987 - 20 hours per month/ during trading 3- 06/2025 - James Frew - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 05/05/1987 - 5 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-03-30 |
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