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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-04-03 |
| AL | RA | APPROVED | 1991-05-03 |
Branch Locations
1817 Commons North Dr, Tuscaloosa, AL 35406 • United States
Northport, AL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Tuscaloosa | AL | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Tuscaloosa | AL | 03/2020 | Present |
Real Estate Ownership; Commercial; 1817 Commons N Drive Tuscaloosa Al 35475, ,; Not Investment-Related; 12/01/2009. Outside Employment; Howard & Associates, Inc.; Employee servicing accounts as needed; Manage advisory business; 1817 Commons North Dr, , Tuscaloosa, AL, 35406; Investment-Related; 01/01/2025; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-06-06 |
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