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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-10-21 |
| IA | RA | APPROVED | 2023-11-03 |
| TX | RA | APPROVED | 2023-11-03 |
Branch Locations
3737 Woodland Avenue Suite 500, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | West Des Moines | IA | 01/1993 | 11/2023 |
| Osaic Wealth, Inc. | West Des Moines | IA | 11/2023 | Present |
1. JOHN COLE POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No # OF HOURS: 1 SECURITY TRADING HOURS: 0 START DATE: 08/01/2007 ADDRESS: 3737 Woodland Avenue Suite 500, West Des Moines, IA 50266 DESCRIPTION: Fixed Insurance 2. DIVERSIFIED FINANCIAL ADVISORY GROUP POSITION: Vice President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/18/1993 ADDRESS: 3737 Woodland Ave, Ste. 500, West Des Moines IA 50266, United States DESCRIPTION: Diversified Financial Advisory Group is a DBA name and I act as the Vice President of this corporation. Duties include: payroll, financials, operations, and supervision.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-05-30 |
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