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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-17 |
| CO | RA | APPROVED | 1999-08-05 |
Branch Locations
4600 S Syracuse St Ste 1000, Denver, CO 80237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Denver | CO | 07/1998 | Present |
| Retirement Solutions Of Colorado L.L.C. | Denver | CO | 05/2006 | Present |
| Principal Securities, Inc. | Denver | CO | 03/2016 | Present |
***GROUP BENEFITS, 09/20/2011, BROKERING GROUP HEALTH INSURANCE INCLUDING THROUGH PROFESSIONAL EMPLOYMENT ORGANIZATIONS. **OUTSIDE INSURANCE, SELLING FIXED LIFE, FIXED ANNUITIES, HEALTH, GROUP BENEFITS AND LONG TERM CARE INSURANCE THROUGH VARIOUS CARRIERS,8/24/12. ***Retirement Solutions of Colorado, LLC; Not Investment Related; Denver, CO; Owner; LLC established to pay overhead, office expenses, and payroll.; Start Date: 01/27/2005; 0 hrs per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1985-08-14 |
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