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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
| TX | RA | APPROVED_RES | 2019-01-22 |
| NJ | RA | APPROVED | 2009-04-28 |
Branch Locations
1010 Franklin Ave Ste 400, Garden City, NY 11530 • United States
South Jamesport, NY • United States
Old Westbury, NY • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Babylon | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Babylon | NY | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1985-05-30 |
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