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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-18 |
| TX | RA | APPROVED_RES | 2015-07-07 |
Branch Locations
1211 Ave Of The Americas 27Th Fl, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New York | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | Present |
AMBIT ENERGY, NOT INV RELATED, PART TIME, START: 12/1/2009, ENERGY PROVIDER SAVE MONEY MAKE MONEY LLC, NOT INV RELATED, NEWARK, NJ, 100% OWNERSHIP, START 2/9/2018, 8 HOURS PER MONTH, ZERO DURING TRADING, AMBIT ENERGY BUSINESS LLC. BREATHE CLEEN, LLC, NOT INVT RELATED, NEWARK, NJ, 100% OWNERSHIP, START DATE 1/8/2021, 20 HRS PER MONTH, 0 HRS DURING TRADING, PRESENTATIONS OF HEALTHCARE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-01-11 |
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