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Current Employers
Kcd Financial, Inc.

3061 Allied Street Suite B, Green Bay, WI 54304 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-15
FL RA APPROVED 2026-01-15
WI RA APPROVED 2026-01-15
WA RA APPROVED 2010-05-25
TX RA APPROVED 2010-05-19
  • CA RA
    APPROVED
    Since 2026-01-15
  • FL RA
    APPROVED
    Since 2026-01-15
  • WI RA
    APPROVED
    Since 2026-01-15
  • WA RA
    APPROVED
    Since 2010-05-25
  • TX RA
    APPROVED
    Since 2010-05-19

Branch Locations

3061 Allied Street Suite B, Green Bay, WI 54304 • United States

2717 N Grandview Blvd, Suite 203, Waukesha, WI 53188 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Freedom Investors Corp (Ria) Hartland WI 09/2002 12/2020
Kcd Financial Inc Green Bay WI 04/2010 Present
Freedom Investors Corp Hartland WI 09/2002 08/2017
  • 09/2002 → 12/2020
    Freedom Investors Corp (Ria)
    Hartland, WI
  • 04/2010 → Present
    Green Bay, WI
  • 09/2002 → 08/2017
    Freedom Investors Corp
    Hartland, WI
Previous Registrations
  • 2013-02-19 → 2020-12-31
    Freedom Investors Corp.
    Vero Beach, FL
    Atlanta, GA
    Pewaukee, WI
    Northfield, IL
    Brookfield, WI
    Atlanta, GA
    Pewaukee, WI
    Hubertus, WI
    Brookfield, WI
    Vero Beach, FL
    Brookfield, WI
    Brookfield, WI
Other Businesses

BUSINESS NAME: FREEDOM SECURITIES, INC. INVESTMENT RELATED: NO, ADDRESS - 2717 N Grandview Blvd, Suite 203, Waukesha, WI 53188 NATURE: PARENT COMPANY, POSITION OR TITLE: PRESIDENT AND DIRECTOR, START DATE: 2002, # OF HOURS: 0 HOURS PER WEEK, (5 HOURS PER WEEK DURING TRADING), DUTIES: OFFICER RELATED DUTIES. BUSINESS NAME: KCD FINANCIAL,INC. INVESTMENT RELATED: YES, ADDRESS - 3061 Allied St. Suite B Green Bay, WI 54304, NATURE AND POSITION: BROKER/DEALER-CEO, POSITION OR TITLE: GENERAL SECURITIES PRINCIPAL, START DATE: APRIL, 2010, # OF HOURS: 200+HOURS PER MONTH, (100 HOUR PER MONTH DURING TRADING), DUTIES: OFFICER AND EXECUTIVE FUNCTIONS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-07-22
S63 Uniform Securities Agent State Law Examination 1985-06-25
  • S65 Uniform Investment Adviser Law Examination
    1996-07-22
  • S63 Uniform Securities Agent State Law Examination
    1985-06-25

View on SEC IAPD

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