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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-01-15 |
| TX | RA | APPROVED_RES | 1994-01-18 |
| VA | RA | APPROVED | 1993-10-12 |
Branch Locations
7406 Alban Station Ct Ste B213 Suite # A-217, Springfield, VA 22150 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Alexandria | VA | 11/1985 | Present |
1. 2/14/2011 - DBA for LPL Business (entity for LPL business) - DYWANE A. HALL - Investment Related - At Reported Business Location(s) 2. 12/9/2010 - DBA for LPL Business (entity for LPL business) - COMPREHENSIVE BENEFIT SERVICES, INC. - Investment Related - At Reported Business Location(s) 3. 2/16/2012 - DBA for LPL Business (entity for LPL business) - DYWANE A. HALL & COMPANY- Investment Related - At Reported Business Location(s) 4. 02/26/2014 - SFPD - INV. REL. -AT REPORTED BUSINESS LOCATION(S) - SPEAKER/SEMINAR - PRESENTER - FINANCIAL LITERACY PRESENTER VOLUNTEERING FOR THE SOCIETY FOR FINANCIAL DEVELOPMENT AS A PRESENTER FOR FINANCIAL LITERACY PROGRAMS FOR COLLEGE STUDENTS AT HISTORICALLY BLACK UNIVERSITIES - TIME SPENT 5%. 5. 12/05/2024 - No Business Name - Investment Related - Home Based & West Point, Richmond, Newport News, & Hampton, VA - Real Estate Rental - Started 01/30/2016 - 4 Hours Per Month/0 Hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 1985-06-18 |
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