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Yen Anh Nguyen

Truist Advisory Services, Inc.

Springfield, VA

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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2016-09-27
  • VA RA
    APPROVED
    Since 2016-09-27

Branch Locations

6216 Rolling Rd, Springfield, VA 22152 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Alexandria VA 06/2002 Present
Wells Fargo Advisors Llc Springfield VA 05/2009 Present
Suntrust Investment Services Atlanta GA 03/2013 Present
Suntrust Bank Springfield VA 02/2013 Present
Suntrust Advisory Services Atlanta GA 09/2016 Present
  • 06/2002 → Present
    Wachovia Bank, N.A.
    Alexandria, VA
  • 05/2009 → Present
    Wells Fargo Advisors Llc
    Springfield, VA
  • 03/2013 → Present
    Suntrust Investment Services
    Atlanta, GA
  • 02/2013 → Present
    Suntrust Bank
    Springfield, VA
  • 09/2016 → Present
    Suntrust Advisory Services
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-06
S63 Uniform Securities Agent State Law Examination 1998-12-10
  • S66 Uniform Combined State Law Examination
    2007-04-06
  • S63 Uniform Securities Agent State Law Examination
    1998-12-10
Other Names
  • Anh Nguyen
  • Yen Nguyen
  • Yen Anh Nguyen

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · SPRINGFIELD, VA
EDWARD JONES · SPRINGFIELD, VA
WELLS FARGO CLEARING SERVICES, LLC · SPRINGFIELD, VA
CAPITOL SECURITIES MANAGEMENT, INC. · SPRINGFIELD, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BURKE, VA
WELLS FARGO CLEARING SERVICES, LLC · SPRINGFIELD, VA
EDWARD JONES · BURKE, VA
EDWARD JONES · SPRINGFIELD, VA

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