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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-07-26 |
| TX | RA | APPROVED_RES | 2024-07-25 |
Branch Locations
6116 Rolling Rd, Ste 114, Springfield, VA 22152 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Springfield | VA | 01/2018 | 07/2024 |
| Englert Financial | Springfield | VA | 11/2016 | 11/2022 |
| Unemployed | Springfield | VA | 07/2013 | 10/2016 |
| Englert Financial | Springfield | VA | 11/2016 | Present |
| Lpl Financial Llc | Springfield | VA | 07/2024 | Present |
1- 06/26/2024 / Englert Financial / DBA for LPL Business (entity for LPL business) /Investment Related / 80 hrs mth / 8 hrs during trading / At reported business location(s) 2- 06/26/2024 / Notary / Notary / Investment Related / 1 hr mth / Springfield, VA / Start date: 05/29/2017
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-16 |
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