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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-06-05
  • TX RA
    APPROVED
    Since 2009-06-05

Branch Locations

13910 Champion Forest Drive Suite 101, Houston, TX 77069 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Houston TX 05/2009 Present
Raymond James Financial Services Advisors, Inc. Houston TX 05/2009 Present
Memorial Wealth Partners, Llc Houston TX 04/2009 Present
Previous Registrations
  • 1998-01-01 → 2009-05-27
    Banc Of America Investment Services, Inc.
    Sugar Land, TX
    Houston, TX
    Houston, TX
    Houston, TX
Other Businesses

(1)Name of Business: Mattaliano Family LP Address: 1407 Bowden Chase Ct., Spring, TX, 77379, United States Activity Type: Business Owner Position/Title: Other Investment Related: Yes Start Date: 11/05/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a limited partner in this entity. (2)Name of Business: Memorial Equities, LLC Address: 1407 Bowden Chase Ct., Spring, TX, 77379, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 11/05/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: "Member" of this LLC, which is the General Partner of Mattliano Family LP (3)Name of Business: Memorial Wealth Partners, LLC Address: 13910 Champion Forest Dr. Suite 101, Houston, TX, 77069, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/30/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: no other members...support LLC for RJFS office

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-25
S63 Uniform Securities Agent State Law Examination 1985-06-21
  • S65 Uniform Investment Adviser Law Examination
    1995-09-25
  • S63 Uniform Securities Agent State Law Examination
    1985-06-21

View on SEC IAPD

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