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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-06-15 |
| TX | RA | APPROVED | 2017-08-30 |
| CA | RA | APPROVED | 2017-08-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kms Financial Services, Inc. | Seattle | WA | 02/2016 | 09/2016 |
| U.S. Bancorp Investments, Inc. | Portland | OR | 10/2016 | 08/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lake Oswego | OR | 08/2017 | Present |
| Bank Of America, N.A. | Lake Oswego | OR | 11/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-16 |
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