Denise K Mclaughlin

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-15
NJ	RA	APPROVED	2012-04-25

TX RA
APPROVED_RES

Since 2020-04-15
NJ RA
APPROVED

Since 2012-04-25

Branch Locations

303 Lippincott Drive Suite 300, Marlton, NJ 08053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Voorhees	NJ	03/2015	Present

03/2015 → Present

Morgan Stanley Smith Barney Llc

Voorhees, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-04-24
S63	Uniform Securities Agent State Law Examination	1998-08-11

S66 Uniform Combined State Law Examination

2012-04-24
S63 Uniform Securities Agent State Law Examination

1998-08-11

Other Names

Denise K Costello

View on SEC IAPD

Other Firms

JANNEY MONTGOMERY SCOTT LLC

LINCOLN INVESTMENT

WELLS FARGO CLEARING SERVICES, LLC

CITIZENS SECURITIES, INC.

CHARLES SCHWAB & CO., INC.

M FINANCIAL PLANNING SERVICES, INC

LPL FINANCIAL LLC

OSAIC WEALTH, INC.

Other Investors

ALLISON TAYLOR CASEY

Douglass F Ergood, Jr

John Thomas Franchi

TREVOR CHARLES WAMPLER

DOUGLASS F ERGOOD

Frank Charles Midili

Other Offices

JANNEY MONTGOMERY SCOTT LLC · MARLTON, NJ

LINCOLN INVESTMENT · MARLTON, NJ

WELLS FARGO CLEARING SERVICES, LLC · MARLTON, NJ

CITIZENS SECURITIES, INC. · MARLTON, NJ

CHARLES SCHWAB & CO., INC. · Marlton, NJ

M FINANCIAL PLANNING SERVICES, INC · MARLTON, NJ

LPL FINANCIAL LLC · MARLTON, NJ

OSAIC WEALTH, INC. · MARLTON, NJ

More in Marlton, NJ

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