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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| FL | RA | APPROVED | 2018-02-15 |
| ID | RA | APPROVED | 2018-02-14 |
| KY | RA | APPROVED | 2018-02-14 |
| NH | RA | APPROVED | 2018-02-14 |
| NC | RA | APPROVED | 2018-02-14 |
| VA | RA | APPROVED | 2018-02-14 |
Branch Locations
7605 N State St, Lowville, NY 13367 • United States
216 Washington St, Watertown, NY 13601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Community Bank, N.A. | Watertown | NY | 09/1994 | Present |
| Invest Financial Corporation | Watertown | NY | 01/2011 | 02/2018 |
| Lpl Financial Llc | Watertown | NY | 02/2018 | Present |
1. 02/14/2018 - Community Bank Wealth Management Group - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Regional Sales Manager. 2. 02/14/2018 - COMMUNITY INVESTMENT SERVICES INC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 1/28/2020 - Community Investment Services, Inc.- Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 01/02/2020 - 4 Hours Per Month/2 Hours During Securities Trading. 4. 04/04/2025 - Nottingham Investment Services, Inc. - Investment Related - DBA for LPL Business (entity for LPL business) - None - 0 Hours Per Month/0 Hours During Securities Trading. Start Date:3/31/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 1985-06-19 |
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