David Hunter O'NEil

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → Present
  Community Bank, Na
  Gouverneur, NY
• 01/2011 → 02/2018
  Invest Financial Corporation
  Tampa, FL
• 02/2018 → Present
  Lpl Financial Llc
  Gouverneur, NY

Previous Registrations

• 2013-10-29 → 2018-02-20
  Invest Financial Corporation
  Gouverneur, NY
  Appleton, WI
  Lyons Falls, NY
  Harrisville, NY
  Old Forge, NY
  Star Lake, NY
  Boonville, NY
  Star Lake, NY
  Appleton, WI
• 2007-06-19 → 2009-01-06
  Morgan Stanley & Co. Llc
  Syracuse, NY

Other Businesses

1. 02/14/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - AGENT. 2. 8/31/2018 - Community Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/15/2018 - 200 Hours Per Month/7 Hours During Securities Trading. 3. 04/04/2025 - Nottingham Investment Services, Inc. - Investment Related - DBA for LPL Business (entity for LPL business) - None - 0 Hours Per Month/0 Hours During Securities Trading.- Start Date:3/31/2025

Exams

• S66 Uniform Combined State Law Examination
  2015-08-18

Other Names

• David Hunter Oneil
• David H Oneil
• David Hunter Oneil
• David Hunter Oneil