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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| FL | RA | APPROVED | 2018-02-15 |
| GA | RA | APPROVED | 2018-02-14 |
| MD | RA | APPROVED | 2018-02-14 |
| MA | RA | APPROVED | 2018-02-14 |
| MO | RA | APPROVED | 2018-02-14 |
| PA | RA | APPROVED | 2018-02-14 |
| TX | RA | APPROVED | 2018-02-14 |
| VA | RA | APPROVED | 2018-02-14 |
Branch Locations
4116 Center St, Lyon Falls, NY 13368 • United States
3102 State Route 28, Old Forge, NY 13420 • United States
101 Main Street, Boonville, NY 13309 • United States
100 E Main St, Gouverneur, NY 13642 • United States
216 Washington St, Watertown, NY 13601 • United States
4091 State Highway 3, Star Lake, NY 13690 • United States
160 Brooks Rd, Rome, NY 13441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Community Bank, Na | Gouverneur | NY | 02/2009 | Present |
| Invest Financial Corporation | Tampa | FL | 01/2011 | 02/2018 |
| Lpl Financial Llc | Gouverneur | NY | 02/2018 | Present |
1. 02/14/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - AGENT. 2. 8/31/2018 - Community Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/15/2018 - 200 Hours Per Month/7 Hours During Securities Trading. 3. 04/04/2025 - Nottingham Investment Services, Inc. - Investment Related - DBA for LPL Business (entity for LPL business) - None - 0 Hours Per Month/0 Hours During Securities Trading.- Start Date:3/31/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-18 |
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