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John Berry Heddens

Equitable Advisors, LLC

Ft. Collins, CO

CRD 1370136

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 1999-01-01
TX RA APPROVED_RES 1997-01-06
  • CO RA
    APPROVED
    Since 1999-01-01
  • TX RA
    APPROVED_RES
    Since 1997-01-06

Branch Locations

155 E Boardwalk Dr Suite 250, Ft. Collins, CO 80525 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

1. 2 BROTHERS, LLC; 7644 AIRLINE RD, HENDERSON, KY 42420; MEMBER OF LIMITED LIABILITY COMPANY, NO RESPONSIBILITIES; START DATE 11/01/2017. 2. THREE BROTHERS, LLC; 7644 AIRLINE RD, HENDERSON, KY 42520; PARTNER IN THE LLC; START DATE 02/20/2019; APPROX. 1 HR PER MONTH. 3. POA FOR IMMEDIATE FAMILY MEMBER.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-07
S63 Uniform Securities Agent State Law Examination 1985-06-07
  • S65 Uniform Investment Adviser Law Examination
    1996-11-07
  • S63 Uniform Securities Agent State Law Examination
    1985-06-07
Designations
  • Certified Financial Planner

View on SEC IAPD

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