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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-04-19
CO RA APPROVED 2016-04-06
  • TX RA
    APPROVED_RES
    Since 2016-04-19
  • CO RA
    APPROVED
    Since 2016-04-06

Branch Locations

5309 Fossil Ridge Dr., Fort Collins, CO 80525 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Self-Employed Life/Health Insurance Fort Collins CO 01/1993 Present
Bruce W Moulds & Assoc United Financial Affiliates Fort Collins CO 01/1993 Present
Bruce W. Moulds Ft Collins CO 01/1983 Present
Cambridge Investment Research, Inc Fairfield IA 12/2008 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2016 Present
  • 01/1993 → Present
    Self-Employed Life/Health Insurance
    Fort Collins, CO
  • 01/1993 → Present
    Bruce W Moulds & Assoc United Financial Affiliates
    Fort Collins , CO
  • 01/1983 → Present
    Bruce W. Moulds
    Ft Collins, CO
  • 12/2008 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 04/2016 → Present
    Fairfield, IA
Other Businesses

1)BRUCE W. MOULDS & ASSOCIATES, FT COLLINS, CO, 1/1993 AS OWNER/AGENT SELLING/SERVICING HEALTH & LIFE INSURANCE PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. 20 HR/WK - 4/TRADING. 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 4/2016 AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 8/TRADING. 3)BRUCE W MOLDS, Fort Collins CO 80525, United States, 12/18/2008, IAR, DBA Name, INV REL, 160 HR/MO - 120HR/TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-25
S63 Uniform Securities Agent State Law Examination 1984-05-09
  • S65 Uniform Investment Adviser Law Examination
    2016-03-25
  • S63 Uniform Securities Agent State Law Examination
    1984-05-09

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