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One Financial Way, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2025-04-04 |
| SC | RA | APPROVED | 2025-04-03 |
| CO | RA | APPROVED | 2025-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raising Sails | Fort Pierce | FL | 06/2017 | 12/2017 |
| Mill City Church | Fort Collins | CO | 08/2014 | 06/2017 |
| Valic Financial Advisors, Inc. | Fort Colling | CO | 12/2017 | 11/2024 |
| Agia | Houston | TX | 12/2022 | 12/2024 |
| The O.N. Equity Sales Company | Cincinnati | OH | 01/2025 | Present |
AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products Cake Co, LLC POSITION: Partial owner NATURE: short term rental property; not investment related; NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0; START DATE: 04/01/2022-present ADDRESS: 650 California Ave, Loveland CO 80537, United States DESCRIPTION: Troubleshooting property management/maintenance, communication with guest, bookkeeping, listing management. GRAND LAKE RENTAL POSITION: Owner NATURE: Short term rental of cabin in Grand Lake, CO INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2022 ADDRESS: 678 River Rd, Grand Lake CO 80447, United States DESCRIPTION: Some accounting/record keeping Scranton, LLC; 1514 Forrestal Drive, Fort Collins, CO 80526; Not investment related; short term rental property; partial owner; 11/30/2022-present; 4 hours/month (0 during securities trading hours); Managing listing, troubleshooting property management/ maintenance, communication with guests.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-30 |
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