George Julius Moeschlin

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → 11/2017
  National Planning Corporation
  New York, NY
• 11/2017 → 06/2024
  Securities America, Inc.
  New York, NY
• 11/2017 → 06/2024
  Securities America Advisors
  New York, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  New York, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  New York, NY

Previous Registrations

• 2017-11-02 → 2024-06-14
  Securities America Advisors, Inc.
  New York, NY
• 2013-06-13 → 2017-11-09
  National Planning Corporation
  South Windsor, CT
  New York, NY
• 2011-09-16 → 2013-06-26
  1St Worldwide Advisors, Llc.
  New York, NY
  New York, NY

Other Businesses

1) Carlton partners LLC Position: sole owner Nature: Carlton Partners LLC Investment Related: No Hours: 2 Securities Trading Hours: 0 Start Date: 04/17/2017 Address: 445 PARK AVENUE, STE 956, 9th floor, New York NY 10022 2) George Moeschlin Position: owner, part time Nature: part time Investment Related: No Hours: 2 Securities Trading Hours: 0 Start Date: 06/07/2005 Address: 200 East 66th Street, B1705, New York NY 10065

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-09-15
• S63 Uniform Securities Agent State Law Examination
  1987-07-21

Other Names

• George J Moeschlin
• George Julius Moeschlin