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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-05 |
Branch Locations
4800 Lakewood Drive, Suite 7,, Waco, TX 76710 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services | Woodbury | MN | 02/2006 | 10/2021 |
| Richard D Abbe, Dba Abbe Financial Services | Waco | TX | 06/2005 | Present |
| Lpl Financial Llc | Waco | TX | 10/2021 | Present |
1) 10/2021- MATHIS ABBE FINANCIAL ADVISORS LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- Waco, TX- star date 5/1/2010- 2) 10/2021- 2) THE MATHIS COMPANY INC.- Business Entity For Tax/Investment Purposes Only- Non-Variable Insurance trails only- non-inv. Related- Waco, TX- start date 2/2018 3) 10/2021- Non-Variable Insurance- Agent selling Universal life, guaranteed universal life, long term care, disability - inv. related- Waco, TX- start date 1984- 40hrs/mth 4)10/2021- KENSINGTON PLACE CONDO- Real Estate Rental- co-owner- inv. Related- Waco, Tx- start date 2/2006- 1hr/mth 5) 05/01/2024- Abbe Strategic Wealth - DBA for LPL Business (entity for LPL business) - Inv. Related- 4800 Lakewood Dr. Suite 7 Waco, Tx 76710- Start Date 04/30/2024- 160hr/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1986-08-07 |
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