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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-05-17
TX RA APPROVED_RES 2017-02-22
NJ RA APPROVED 2005-11-09
  • FL RA
    APPROVED
    Since 2023-05-17
  • TX RA
    APPROVED_RES
    Since 2017-02-22
  • NJ RA
    APPROVED
    Since 2005-11-09

Branch Locations

109 North Avenue, Westfield, NJ 07090 • United States

Westfield, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Westfield NJ 10/2005 Present
Previous Registrations
  • 2002-07-15 → 2005-11-08
    Morgan Stanley Dw Inc.
    Westfield, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-01-24
  • S63 Uniform Securities Agent State Law Examination
    1986-01-24
Other Names
  • A Michael Nemeth
  • Allen Michael Nemeth
  • Allen Michael Nemeth
  • A Michae Nemeth

View on SEC IAPD

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