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Lee Brian Cohn

Morgan Stanley

Deerfield, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • IL RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

111 South Pfingsten Road Suite 200, Deerfield, IL 60015 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Securities Incorporated Deerfield IL 01/1995 Present
Morgan Stanley & Co., Incorporated Riverwoods IL 04/2007 Present
Morgan Stanley Smith Barney Riverwoods IL 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 01/1995 → Present
    Prudential Securities Incorporated
    Deerfield, IL
  • 04/2007 → Present
    Morgan Stanley & Co., Incorporated
    Riverwoods, IL
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Riverwoods, IL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Riverwoods, IL
  • 2000-02-08 → 2007-04-02
    Morgan Stanley Dw Inc.
    Riverwoods, IL
    Riverwoods, IL
Other Businesses

1. 549 INVESTORS LLC; ILLINOIS; OWNER OF SINGLE FAMILY RENTAL HOMES; .25 AFTER BUSINESS; 0 DURING BUSINESS; 04/2014 2. REAL ESTATE; INVESTMENT RELATED; MONITOR INCOMING CHECK AND PAY EXPENSES; 04/2015; 1 OUTSIDE 0 DURING OFFICE HOURS; 3549 INVESTORS; 3. REAL ESTATE BUSINESS, OWNER; START DATE: 04/2016; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 1; INVESTMENT RELATED; LAGRANGE, IL; 4.3549 INVESTORS V LLC; ILLINOIS; OWNER OF SINGLE FAMILY RENTAL HOMES; STARTED: 07/2016; DURING BUSINESS HOURS-0; AFTER BUSINESS HOURS-1; INVESTMENT RELATED 5. 3549 Investors II LLC; LaGrange Pk. IL; Investment related; Sole Proprietor / Owner / Partner; 04/2014; During business hours: 0; After business hours: 1 6. 3549 Investors III LLC; METROPOLIS, IL; Investment related; Sole Proprietor / Owner / Partner; 02/2015; During business hours: 0; After business hours: 1 7. 3549 Investors IV LLC; METROPOLIS, IL; Investment related; Sole Proprietor / Owner / Partner; 03/2016; During business hours: 0; After business hours: 1

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-09
S63 Uniform Securities Agent State Law Examination 1989-01-20
  • S65 Uniform Investment Adviser Law Examination
    1999-06-09
  • S63 Uniform Securities Agent State Law Examination
    1989-01-20
Other Names
  • Lee B Cohn

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