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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
111 South Pfingsten Road Suite 200, Deerfield, IL 60015 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Securities Incorporated | Deerfield | IL | 01/1995 | Present |
| Morgan Stanley & Co., Incorporated | Riverwoods | IL | 04/2007 | Present |
| Morgan Stanley Smith Barney | Riverwoods | IL | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. 549 INVESTORS LLC; ILLINOIS; OWNER OF SINGLE FAMILY RENTAL HOMES; .25 AFTER BUSINESS; 0 DURING BUSINESS; 04/2014 2. REAL ESTATE; INVESTMENT RELATED; MONITOR INCOMING CHECK AND PAY EXPENSES; 04/2015; 1 OUTSIDE 0 DURING OFFICE HOURS; 3549 INVESTORS; 3. REAL ESTATE BUSINESS, OWNER; START DATE: 04/2016; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 1; INVESTMENT RELATED; LAGRANGE, IL; 4.3549 INVESTORS V LLC; ILLINOIS; OWNER OF SINGLE FAMILY RENTAL HOMES; STARTED: 07/2016; DURING BUSINESS HOURS-0; AFTER BUSINESS HOURS-1; INVESTMENT RELATED 5. 3549 Investors II LLC; LaGrange Pk. IL; Investment related; Sole Proprietor / Owner / Partner; 04/2014; During business hours: 0; After business hours: 1 6. 3549 Investors III LLC; METROPOLIS, IL; Investment related; Sole Proprietor / Owner / Partner; 02/2015; During business hours: 0; After business hours: 1 7. 3549 Investors IV LLC; METROPOLIS, IL; Investment related; Sole Proprietor / Owner / Partner; 03/2016; During business hours: 0; After business hours: 1
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 1989-01-20 |
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