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Donna Sue Bailey

Morgan Stanley

Wayzata, MN

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-10-27
MN RA APPROVED 2014-02-06
  • TX RA
    APPROVED_RES
    Since 2016-10-27
  • MN RA
    APPROVED
    Since 2014-02-06

Branch Locations

445 East Lake Street Suite 320, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Minneapolis MN 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Minneapolis, MN
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Other Businesses

*94474- National Association of Stock Plan Professionals (NASPP); Investment related: No; Concord, California; Networking and Education for Stock Plan Professionals; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 01/2017; During business hours: 2; After business hours: 0; Oversee Midwest Chapters and collaborate with NASPP

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-11-11
  • S63 Uniform Securities Agent State Law Examination
    1994-11-11
Other Names
  • Donna Sue Hill

View on SEC IAPD

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