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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-10-27 |
| MN | RA | APPROVED | 2014-02-06 |
Branch Locations
445 East Lake Street Suite 320, Wayzata, MN 55391 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Minneapolis | MN | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*94474- National Association of Stock Plan Professionals (NASPP); Investment related: No; Concord, California; Networking and Education for Stock Plan Professionals; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 01/2017; During business hours: 2; After business hours: 0; Oversee Midwest Chapters and collaborate with NASPP
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-11-11 |
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