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Leslie Kay Golden

Ameriprise Financial Services, LLC

Houston, TX

Houston, TX

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-08
TX RA APPROVED 2014-05-02
  • CA RA
    APPROVED
    Since 2024-10-08
  • TX RA
    APPROVED
    Since 2014-05-02

Branch Locations

5151 San Felipe St Ste 2100, Houston, TX 77056-3727 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Houston TX 05/2014 03/2020
Ameriprise Financial Services, Llc Houston TX 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-11-08
S63 Uniform Securities Agent State Law Examination 1985-08-09
  • S65 Uniform Investment Adviser Law Examination
    1994-11-08
  • S63 Uniform Securities Agent State Law Examination
    1985-08-09
Other Names
  • Leslie Golden Matocha
  • Leslie Golden

View on SEC IAPD

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