Stacie Weiner

Current Employers

Employment History

• 01/2010 → Present
  Rbc Capital Markets, Llc
  Great Barrington, MA
• 07/2017 → Present
  City National Bank
  Great Barrington, MA

Previous Registrations

• 2008-01-01 → 2010-01-28
  Wells Fargo Clearing Services, Llc
  Farmington, CT
• 1998-11-05 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Farmington, CT
  Farmington, CT
  St. Louis, MO

Other Businesses

(1) CONNECTICUT ESTATE AND TAX PLANNING COUNCIL; ADDRESS: 419 DOWNS ROAD BETHANY, CT 06524; BUSINESS DESCRIPTION: NOT FOR PROFIT THAT PROVIDES INFORMATION & SPEAKERS ON TRUST/ESTATE STATE & FEDERAL LAWS & PROPOSED CHANGES TO THOSE LAWS; NOT INVESTMENT RELATED; START DATE: 11/01/2009; CAPACITY: BOARD OF DIRECTORS; DUTIES: FIND SPEAKERS AND TOPICS THAT WOULD BE OF INTEREST TO THE MEMBERSHIP AND RECRUIT NEW MEMBERS; HOURS DEVOTED PER WEEK: .50; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) COMMUNITY FOUNDATION OF NORTHWEST CT; ADDRESS: 32 CITY HALL AVE PO BOX 1144 TORRINGTON, CT 06790; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 11/01/2009; CAPACITY: INVESTMENT COMMITTEE; DUTIES: HELP TO GUIDE THE ENTITY'S TOTAL RETURN; HOURS DEVOTED PER WEEK: .50; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) ZONING BOARD OF APPEALS OF TOWN OF SALISBURY; ADDRESS: TOWN HALL SALISBURY CT; BUSINESS DESCRIPTION: APPLICATIONS DENIED BY THE ZONING ENFORCEMENT OFFICER ARE REVIEWED BY US; NOT INVESTMENT RELATED; START DATE: 01/01/2016; CAPACITY: ELECTED OFFICIAL (NON-POLITICAL OFFICE); DUTIES: IF THE ZONING ENFORCEMENT OFFICER DENIES AN APPLICATION, WE HEAR THE CASE ON APPEAL; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (4) HOUSATONIC RIVER COMMISSION; ADDRESS: 59 TORRINGTON RD SUITE A-1 GOSHEN, CT 06756; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 05/01/2016; CAPACITY: COMMISSION MEMBER; DUTIES: MONITORING AND ADVISING THE TOWS IN NORTHWEST CONNECTICUT ON ISSUES THAT AFFECT THE QUALITY OF THE RIVER; HOURS DEVOTED PER WEEK: .25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (5) FRIENDS OF THE WIENER LIBRARY; ADDRESS: PO BOX 218 SALISBURY, CT 06068; BUSINESS DESCRIPTION: A MAJOR SCHOLARLY ARCHIVE OPEN TO RESEARCHERS FROM AROUND THE WORLD; NOT INVESTMENT RELATED; START DATE: 10/24/2016; CAPACITY: BOARD OF DIRECTORS; DUTIES: ENSURE THAT THE PRESIDENT FILES ALL REQUISITE TAX RETURNS, SOLICIT POTENTIAL DONORS; HOURS DEVOTED PER WEEK: LESS THAN 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0. (6) AGLET THEATRE, ADDRESS: P.O. BOX 2,. TACONIC, CT 06079; BUSINESS DESCRIPTION: COMMUNITY THEATER; NOT INVESTMENT RELATED; CAPACITY: DIRECTOR; START DATE: 2/26/2019; DUTIES: SUBSCRIPT TO THE PLAY SEASON, HELP SET UP CHAIRS FOR PERFORMANCES AND DONATE WHEN I CAN; HOURS DEVOTED PER MONTH: 6 TIMES A YEAR ON WEEKEND; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (7) Name of Entity - Region 1 Board of Education Address - Housatonic Regional High School 246 Warren TPKE Falls Village, CT 06031 Business Description - Allocate budget, select superintendent and HS Principal Business is not investment related Projected Start Date: 01/01/2020 Capacity: Elected Official (Non-Political Office) Duties Performed: Select superintendent, principal of HS, allocate budget and review curriculum Hours Devoted to this OBA per Month: 0 Hours Devoted to this OBA during business hours: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-12-20
• S63 Uniform Securities Agent State Law Examination
  1985-10-15