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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2017-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Smith, Watson & Company, Llp | Great Barrington | MA | 09/1997 | Present |
| Metlife Securities Inc. | Great Barrington | MA | 01/2015 | 03/2017 |
| Mml Investors Services, Llc | Great Barrington | MA | 03/2017 | Present |
| Massmutual Life Insurance Company | Great Barrington | MA | 07/2016 | Present |
(1)Name: Colin Smith Inv rel: Y Add: 244 Main Street Great Barrington MA 01230 Nature: NonMMLIA Insurance Brokerage Position: Agent Start date: 10/01/2012 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe duties: Individual and Group Life (2)Name: Smith, Watson & Company, LLP Inv rel: Y Add: 244 Main Street Great Barrington MA 01230 Nature: CPA/Tax Preparation Position: Partner Start date: 09/01/1997 No. HR/MO: 35 No. HR/MO during sec trading: 140 Describe duties: In addition to tax prep, we prepare financial statements for business including audit, comp and review services. We provide bookkeeping and other business advice. (3)Name: Bow Wow Road LLC Inv rel: Y Add: South Egremont, MA 01258 Nature: Simple Rental Property Position: Managing Member Start date: 04/01/2024 No. HR/MO: 8 No. HR/MO during sec trading: 0 Describe duties: Maintain VRBO account, coordinate and communicate with renters. Arrange for maintenance. Perform maintenance and cleaning. Communicate with other two members about overall business activities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-05 |
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