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292 Main Street Suite 32, Great Barrington, MA 01230 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-02-28 |
| NY | RA | APPROVED | 2024-03-26 |
| TX | RA | APPROVED | 2024-03-26 |
| MA | RA | APPROVED | 2020-03-19 |
Branch Locations
292 Main Street Suite 32, Great Barrington, MA 01230 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rockingstone Advisors Llc | Great Barrington | MA | 09/2016 | Present |
BOARD OF TRUSTEES, OBERLIN COLLEGE; INVESTMENT RELATED? : YES; SERVES ON ENDOWMENT COMMITTEE ADDRESS: 173 WEST LORAIN STREET, OBERLIN, OH 44074; NATURE OF BUSINESS: UNIVERSITY; TITLE/POSITION: BOARD MEMBER; START DATE OF AFFILIATION: 7/2015; NUMBER OF HOURS PER/MONTH DEVOTED : 5; NUMBER OF TRADING HOURS PER/MONTH DEVOTED : 1; DESCRIPTION OF DUTIES: ASSISTS WITH ADVISING ON UNIVERSITY ENDOWMENT. BOARD OF TRUSTEES, BERKSHIRE NATURAL RESOURCE COUNCIL INVESTMENT RELATED? : YES; SERVE ON FINANCE AND INVESTMENT COMMITTEE ADDRESS: 309 PITTSFIELD ROAD, LENOX, MA, 01240 TITLE/POSITION: BOARD MEMBER; START DATE OF AFFILIATION: 10/2022; NUMBER OF HOURS PER/MONTH DEVOTED : 5; NUMBER OF TRADING HOURS PER/MONTH DEVOTED : 1; DESCRIPTION OF DUTIES: ENVIRONMENTAL STEWARDSHIP. ADVISORY BOARD: JOVE ISLAND ACQUISITION CORP INVESTMENT RELATED? : YES; SERVE ON INVESTMENT ADVISORY BOARD ADDRESS: 150 SOUTH US HIGHWAY 1, SUITE 100, JUPITER, FL 33477 TITLE/POSITION: ADVISORY BOARD MEMBER; START DATE OF AFFILIATION: 7/2022; NUMBER OF HOURS PER/MONTH DEVOTED : 3; NUMBER OF TRADING HOURS PER/MONTH DEVOTED : 1; DESCRIPTION OF DUTIES: CPG RELATED INVESTMENTS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-11-01 |
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