Harvey Mark Ross

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1990 → Present
  Fahnestock & Co., Inc.
  New York, NY

Other Businesses

1. OWNER OF RESIDENTIAL PROPERT, 20 HOURS PER MONTH, 6-8 HOURS DURING BUSINESS HOURS.OWNER OF LLC. 44 GRAHAM RD LLC. 35 GRAHAM RD , SCARSDALE, NY 10583. PRIVATE PROPERTY RENTAL.OWNER. 5 HRS PER MONTH. EFFECTIVE 03/2016. 2. TRUSTEE FOR REBECCA ROSS TRUST 3. TRUSTEE - MONTHLY DUTIES AS TTEE ARE TO OFFER INPUT OR ADVICE TO THE FINANCE COMMITTEE FROM TIME TO TIME 4. TRUSTEE OF PHILLIPS COLLECTION WASHINGTON, DC; NON PROFIT MUSEUM; 9/15 - 8 HOURS/MONTH; 1 HOUR/MONTH DURING SECURITIES TRADING HOURS 5. MANAGER EXECUTIVE COMMITTEE OF PHILLIPS COLLECTION - CO CHAIR INVESTMENT COMMITTEE QUARTERLY TRUSTEE MEETINGS; ENDOWMENT FUND QUARTERLY INVESTMENT COMMITTEE MEETINGS 6. SOLE SHAREHOLDER OF 8 ORCHARD PLACE LLC, REAL ESTATE DEVELOPMENT LLC FOR REAL ESTATE SALES, LEASING & RENTALS. I DEVOTE APPROXIMATELY 2 HOURS A MONTH. 7. 60 CARTHAGE RD LLC - OCTOBER 2015 - SOLE OWNER - RECEIVE RENTAL INCOME FROM PROPERTY - 2HRS/MONTH - OUTSIDE BUSINESS HOURS - 0 HRS DURING BUSINESS HOURS - REAL ESTATE/RENTAL PROPERTY 8. 70 SHERWOOD LLC - JUNE 2006 - SOLE OWNER REAL ESTATE/RENTAL PROPERTY TO RECEIVE RENTAL INCOME - 0 HRS/MONTH DURING BUSINESS 9. ESTATE OF GILDA GLAZER- CO-EXECUTOR-2 HOURS/MONTH-C/O/ RON FARAIOLI START DATE: 3/30/20 LIQUIDATING ASSESTS FOR DISTRIBUTION TO BENEFICIARIES

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-07-07