Robert Lewis Holmes

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → Present
  Rbc Capital Markets, Llc
  Winchester, VA
• 12/2017 → Present
  City National Bank
  Winchester, VA

Other Businesses

WINCHESTER COUNTRY CLUB; ADDRESS: 1300 SENSY RD., WINCHESTER, VA 22602; BUSINESS DESCRIPTION: NOT FOR PROFIT GOLF AND COUNTRY CLUB; NOT INVESTMENT RELATED; START DATE: 09/01/2016; CAPACITY: BOARD OF DIRECTORS; DUTIES: GREENS AND GROUNDS COMMITTEE; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE;

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-08-23
• S63 Uniform Securities Agent State Law Examination
  1985-06-20