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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-08-30 |
| VA | RA | APPROVED | 2011-08-24 |
Branch Locations
40 South Loudoun Street, Winchester, VA 22601-4720 • United States
Winchester, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Winchester | VA | 03/2009 | Present |
| City National Bank | Winchester | VA | 12/2017 | Present |
WINCHESTER COUNTRY CLUB; ADDRESS: 1300 SENSY RD., WINCHESTER, VA 22602; BUSINESS DESCRIPTION: NOT FOR PROFIT GOLF AND COUNTRY CLUB; NOT INVESTMENT RELATED; START DATE: 09/01/2016; CAPACITY: BOARD OF DIRECTORS; DUTIES: GREENS AND GROUNDS COMMITTEE; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 1985-06-20 |
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