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1610 Wynkoop Street, Suite 550, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2016-02-18 |
Branch Locations
1610 Wynkoop Street, Suite 550, Denver, CO 80202 • United States
357 Mccaslin Blvd Suite 200, Louisville, CO 80027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Brokerage Services Inc | Denver | CO | 08/2015 | 09/2019 |
| Summit Financial Group Inc | Denver | CO | 10/2015 | 02/2020 |
| Cetera Investment Advisers Llc | Denver | CO | 10/2015 | 02/2020 |
| Triumph Capital Management | Denver | CO | 02/2016 | Present |
| Cetera Advisor Networks Llc | Louisville | CO | 09/2019 | 02/2020 |
(1) Triumph Capital, LLC. Since 02/2020. 357 S. McCaslin Blvd., Suite 200, Louisville, CO 80027. Insurance agent. Fixed and Long Term Care Insurance sales offered through the agency Triumph Capital, LLC. Educate and put in place insurance policies that coincide with client financial plans, goals, objectives, and insurance needs. Less than 5 hours per month spent on this activity. (2) Ryan M Cook LLC. Since 03/2015. 357 S McCaslin Blvd., Suite 200, Louisville, CO, 80027. Owner. LLC created for tax planning and bill paying; Owner. 0 hours spent per month on this activity. (3) P&C Enterprise, LLC. Since 8/31/2020. 357 S. McCaslin Blvd., Suite 200, Louisville, CO 80027. Owner. Property and casualty insurance franchise. 2 hours spent on this activity per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-05-21 |
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