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Current Employers
Triumph Capital Management

1610 Wynkoop Street, Suite 550, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2016-02-18
  • CO RA
    APPROVED
    Since 2016-02-18

Branch Locations

1610 Wynkoop Street, Suite 550, Denver, CO 80202 • United States

357 Mccaslin Blvd Suite 200, Louisville, CO 80027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Summit Brokerage Services Inc Denver CO 08/2015 09/2019
Summit Financial Group Inc Denver CO 10/2015 02/2020
Cetera Investment Advisers Llc Denver CO 10/2015 02/2020
Triumph Capital Management Denver CO 02/2016 Present
Cetera Advisor Networks Llc Louisville CO 09/2019 02/2020
  • 08/2015 → 09/2019
    Summit Brokerage Services Inc
    Denver, CO
  • 10/2015 → 02/2020
    Summit Financial Group Inc
    Denver, CO
  • 10/2015 → 02/2020
    Denver, CO
  • 02/2016 → Present
    Denver, CO
  • 09/2019 → 02/2020
    Cetera Advisor Networks Llc
    Louisville, CO
Previous Registrations
  • 2015-10-13 → 2020-02-11
    Denver, CO
    Louisville, CO
  • 2015-10-30 → 2020-02-11
    Summit Financial Group Inc
    Denver, CO
    Louisville, CO
  • 2014-05-22 → 2015-12-23
    J P Turner & Company Capital Management, Llc
    Denver, CO
Other Businesses

(1) Triumph Capital, LLC. Since 02/2020. 357 S. McCaslin Blvd., Suite 200, Louisville, CO 80027. Insurance agent. Fixed and Long Term Care Insurance sales offered through the agency Triumph Capital, LLC. Educate and put in place insurance policies that coincide with client financial plans, goals, objectives, and insurance needs. Less than 5 hours per month spent on this activity. (2) Ryan M Cook LLC. Since 03/2015. 357 S McCaslin Blvd., Suite 200, Louisville, CO, 80027. Owner. LLC created for tax planning and bill paying; Owner. 0 hours spent per month on this activity. (3) P&C Enterprise, LLC. Since 8/31/2020. 357 S. McCaslin Blvd., Suite 200, Louisville, CO 80027. Owner. Property and casualty insurance franchise. 2 hours spent on this activity per month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-05-21
  • S65 Uniform Investment Adviser Law Examination
    2014-05-21

View on SEC IAPD

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