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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-10-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Travelers Ins. Co. | Hartford | CT | 02/1978 | Present |
| Couper-Ackerman-Sampson, Inc. | Binghamton | NY | 02/1978 | Present |
| Fred Russell & Co. | Binghampton | NY | 07/1991 | Present |
| Hornor, Townsend & Kent, Inc. | Binghampton | NY | 08/1994 | Present |
| Osaic Wealth, Inc. | Scottsdale | AZ | 10/2024 | Present |
1) INSURANCE BROKERAGE -INVESTMENT RELATED: YES | DBA NAME: FRED RUSSELL CORPORATION, | POSITION HELD: | ADDRESS: 130 RIVERSIDE DR, BINGHAMTON, NY 13905 | START DATE: 2005 | NATURE OF ACTIVITY: OTHER | APPROX HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: 10-25 HRS | DESCRIPTION OF DUTIES: ORGANIZE AND CHAIR ALL RELATED ACTIVITIES FOR PENN MUTUAL'S ADVISOR COUNCIL, STRUCTURE COMMITTEES, CONFERENCE CALLS AND OFF-SITE MEETINGS. 2) INSURANCE BROKERAGE -INVESTMENT RELATED: YES | DBA NAME: RUSSELL & RUSSELL | POSITION HELD: | ADDRESS: 130 RIVERSIDE DR, BINGHAMTON, NY 13905 | START DATE: 11/15/13 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 26-40 HRS | APPROX TRADING HRS PER MTH: 10-25 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 3) INSURANCE BROKERAGE: DBA NAME: NEW WAVE HEALTH PLANS LLC -INVESTMENT RELATED: NO | ADDY: 130 RIVERSIDE DR, BINGHAMTON NEW YORK 13905 | NATURE OF OBA: DISABILTY INSURANCE | POS, TITLE, RELATIONSHIP: MEMBER OF LLC S /AGENT | START DATE: 8/1/2017 | # HRS/MONTH: 10/25 MONTH | # HRS/MO DURING TRADING: 10/25 MONTH | DESCRIBE DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS. 4) AMERICAN PORTFOLIOS ADVISORS, INC. - INVESTMENT ADVISER REPRESENTATIVE, START DATE = 0/2018, 40 HRS./MO., 40 HRS./MKT.HRS. 5) RUSSELL & RUSSELL LLC POS: Rep NATURE: Fred Russell Corporation [ LLC ] INVESTMENT RELATED: Yes # OF HRS: 90 SECURITIES TRADING HRS: 15 START DATE: 10/1/13 ADDRESS: 130 Riverside Dr, Binghamton NY 13905 DESCRIPT: Most professional duties are in the life and employee benefits market 6) FRED RUSSELL CORPORATION POS: AGENT NATURE: GROUP INSURANCE BROKERAGE / FIXED LIFE INSURANCE INVESTMENT RELATED: No # OF HRS: 10 SECURITIES TRADING HRS: 10 START DATE: 1/1/05 ADDRESS: 130 RIVERSIDE DR, BINGHAMTON NY 13905 DESCRIPT: SALES/SERVICE 7) RUSSELL & RUSSELL LLC POS: member NATURE: RUSSELL & RUSSELL Llc INVESTMENT RELATED: Yes # OF HRS: 40 SECURITIES TRADING HRS: 40 START DATE: 3/1/18 ADDRESS: 130 RIVERSIDE DR, BINGHAMTON NY 13905 DESCRIPT: review existing client accts with Derek Russell
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-11-07 |
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