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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-11-07 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
4655 Executive Dr 10Th Fl [Vj-Rbo], San Diego, CA 92121 • United States
1674 Main St, Ramona, CA 92065 • United States
5 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | San Diego | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 11/2016 | Present |
SAFR SPORTS; NOT INV RELATED; CHESTER SPRINGS, PA; BUSINESS DEVELOPMENT; START DATE 6/22/2022; 12 HOURS PER MONTH; 0 DUIRNG TRADING; EDUCATING FRIENDS AND FORMER NFL COLLEAGUES ABOUT SAFR'S HELMET PROTECTORS AND THE IMPORTANCE OF ADDITIONAL PROTECTION TO REDUCE HEAD AND BRAIN TRAUMA.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-10 |
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