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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-11
CA RA APPROVED 2013-11-25
  • TX RA
    APPROVED_RES
    Since 2018-10-11
  • CA RA
    APPROVED
    Since 2013-11-25

Branch Locations

200 Oceangate Suite 820, Long Beach, CA 90802 • United States

Redondo Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Long Beach CA 11/2013 Present
Previous Registrations
  • 2013-11-04 → 2013-11-25
    Crowell Weedon & Co.
    Los Angeles, CA
  • 1997-12-31 → 2013-11-04
    Crowell, Weedon & Co.
    Los Angeles, CA
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-20
S63 Uniform Securities Agent State Law Examination 1987-10-13
  • S66 Uniform Combined State Law Examination
    2007-10-20
  • S63 Uniform Securities Agent State Law Examination
    1987-10-13

View on SEC IAPD

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