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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| MN | RA | APPROVED | 2013-11-20 |
Branch Locations
2064 Superior Dr. Nw, Rochester, MN 55901-5024 • United States
Oak Grove, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Rochester | MN | 03/2008 | Present |
| City National Bank | Rochester | MN | 10/2017 | Present |
SHJON PODEIN CHILDREN'S FOUNDATION; ADDRESS: PO BOX 6482 ROCHESTER, MN 55901; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 03/01/2003; CAPACITY: BOARD OF DIRECTORS; DUTIES: ORGANIZATION AND PLANNING OF FUND RAISING ACTIVITIES/GIFTING OF CHARITABLE FUNDS; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 1985-04-18 |
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