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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-04 |
| NC | RA | APPROVED | 2015-12-22 |
Branch Locations
2840 Plaza Place, Ste 150, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (Formerly: Linsco Private Ledger) | Raleigh | NC | 12/2007 | Present |
1. 08/10/2007: WAKE TECH COMMUNITY COLLEGE - NOT INV REL - TEACHER/INSTRUCTOR - 1% OF TIME SPENT - TEACH A BUSINESS CLASS 2. 07/15/2008: NC STATE UNIVERSITY ENCORE CENTER - NOT INV REL - TEACHER/INSTRUCTOR - NO TIME SPENT - TEACH A CLASS ON ISSUES FACING RETIREES TODAY 3. 01/19/2012: ACH INVESTMENT GROUP. INC. - 2840 PLAZA PLACE, STE 150, RALEIGH, NC 27612 - NON-VARIABLE INSURANCE DBA: ACH INVESTMENT GROUP, INC. - 15% OF TIME SPENT -- HEALTH, LIFE, DISABILITY, LTC, FIXED ANNUITIES 4. 6/9/2020 - ACH Investment Group, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/24/1993 - 200 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1985-06-21 |
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