Harold Pearson

Current Employers

Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-01-20

CA RA
APPROVED

Since 2026-01-20

Branch Locations

225 S Lake Ave Penthouse, Pasadena, CA 91101 • United States

455 Capitol Mall Ste 150, Sacramento, CA 95814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wedbush Morgan Securities	Sacramento	CA	05/2008	Present

05/2008 → Present

Wedbush Morgan Securities

Sacramento, CA

Previous Registrations

2004-01-27 → 2008-05-21

M.L. Stern & Co., Llc.

Sacramento, CA

Sacramento, CA

Other Businesses

Pearson Young Wealth Advisory Partners - Senior Vice President; Not investment-related; Sacramento, CA; Internal team structure / DBA at Wedbush Securities; about 40 hours dedicated per month, all of which during trading hours; Start date 05/01/2026

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-05-22

S63 Uniform Securities Agent State Law Examination

1985-05-22

View on SEC IAPD

Current Employers

Wedbush Securities Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

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