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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-13 |
Branch Locations
16880 Bernardo Center Dr, San Diego, CA 92128 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Charlotte | NC | 04/2005 | 06/2017 |
| Zions Bancorpation | San Diego | CA | 06/2017 | 07/2021 |
| Lpl Financial Llc | San Diego | CA | 07/2017 | 07/2021 |
| U.S. Bancorp Investments, Inc. | Escondido | CA | 07/2021 | 02/2026 |
| U.S. Bancorp Advisors, Llc | San Diego | CA | 02/2026 | Present |
Boys and Girls Club Foundation of San Diego; not investment-related; San Diego, CA; mission is to identify, support, or create programs, which provide preventative services or direct care to abused, neglected, disadvantaged, and underserved youth in San Diego County; Board Member; 10/2019; 4 hours/month; 0 hours/trading; as member of the board, participate in the selection of strategies and tactics taken by the foundation pursuant to the mission of the foundation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-02 |
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