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Jonathan Henry Glaser

Iowa Wealth Management, LLC

West Des Moines, IA

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Current Employers
Iowa Wealth Management, Llc

4601 Westown Parkway Suite 210, West Des Moines, IA 50266 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-04-12
IA RA APPROVED 2017-02-24
  • TX RA
    APPROVED_RES
    Since 2017-04-12
  • IA RA
    APPROVED
    Since 2017-02-24

Branch Locations

4601 Westown Parkway Suite 210, West Des Moines, IA 50266 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America West Des Moines IA 01/2010 02/2017
Iowa Wealth Management, Llc West Des Moines IA 02/2017 Present
  • 01/2010 → 02/2017
    Investment Centers Of America
    West Des Moines, IA
  • 02/2017 → Present
    Iowa Wealth Management, Llc
    West Des Moines, IA
Previous Registrations
  • 2010-01-08 → 2017-03-01
    Investment Centers Of America, Inc.
    Des Moines, IA
    Des Moines, IA
    West Des Moines, IA
    Ames, IA
    West Des Moines, IA
    West Des Moines, IA
  • 2009-06-01 → 2010-01-20
    Morgan Stanley
    West Des Moines, IA
  • 2003-05-09 → 2009-06-01
    Citigroup Global Markets Inc.
    West Des Moines, IA
    West Des Moines, IA
  • 1999-12-27 → 2003-05-16
    Rbc Capital Markets, Llc
    West Des Moines, IA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-04-30
  • S63 Uniform Securities Agent State Law Examination
    1985-04-30
Designations

View on SEC IAPD

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Other Investors

DANIEL ALEXANDER ALLEN
JENNIE JEAN HENRY
PATRICK JOSEPH BYRNE
EDDIE RAY COLEMAN
JAMES LAWRENCE LUMLEY
CONOR J BOFFELI
Signe Olson
ANDREW JAY HIMELSON

Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA

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