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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2009-06-01
TX RA APPROVED 2009-06-01
  • NJ RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED
    Since 2009-06-01

Branch Locations

150 Clove Road, Little Falls, NJ 07424 • United States

Andover, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Little Falls NJ 04/2007 Present
Morgan Stanley Smith Barney Little Falls NJ 06/2009 Present
  • 04/2007 → Present
    Morgan Stanley & Co., Incorporated
    Little Falls, NJ
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Little Falls, NJ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-09-20
S63 Uniform Securities Agent State Law Examination 1991-04-10
  • S65 Uniform Investment Adviser Law Examination
    1993-09-20
  • S63 Uniform Securities Agent State Law Examination
    1991-04-10
Other Names
  • Frank Edward Heter
  • Frank E Heter

View on SEC IAPD

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