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Winnie K Chan

Morgan Stanley

Little Falls, NJ

CRD 3103113

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-05
NJ RA APPROVED 2011-07-12
  • TX RA
    APPROVED_RES
    Since 2020-05-05
  • NJ RA
    APPROVED
    Since 2011-07-12

Branch Locations

150 Clove Road, Little Falls, NJ 07424 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Fairfield NJ 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Fairfield, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-11
  • S66 Uniform Combined State Law Examination
    2011-07-11
Other Names
  • Kwan Pui Chan

View on SEC IAPD

Nearby Firms

LSMPT FINANCIAL ADVISORS, LLC
PNC WEALTH MANAGEMENT LLC
LPL FINANCIAL LLC

Nearby Investors

ANDREW TODD SILVERMAN
JOSEPH J GOSCIENSKI
FRANK C SENZINO

Nearby Offices

LSMPT FINANCIAL ADVISORS, LLC · LITTLE FALLS, NJ
PNC WEALTH MANAGEMENT LLC · LITTLE FALLS, NJ
LPL FINANCIAL LLC · LITTLE FALLS, NJ

More in Little Falls, NJ

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