Best Investors
Account
Sign in
Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-10-27 |
| NJ | RA | APPROVED | 2009-06-01 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Little Falls | NJ | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
*55915 - Preakness Hills CC; Investment related: No; Wayne, New Jersey; Country Club; Board Member, Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); 06/2011; During business hours: 0; After business hours: 2; Other *106656 - NephCure Foundation -NACI; Investment related: No; King of Prussia, Pennsylvania; Health and Welfare; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 05/2017; During business hours: 0; After business hours: 10; Treasurer
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-03-30 |
Reach out to this advisor