Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2019-08-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Boulder | CO | 03/2008 | 08/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boulder | CO | 08/2019 | Present |
| Bank Of America, N.A. | Boulder | CO | 11/2019 | Present |
(1) RENTAL PROPERTY; UNITS C & D; BUSINESS DESCRIPTION: MULTIPLE RENTAL PROPERTIES; NOT INVESTMENT RELATED; START DATE: 09/01/2017; CAPACITY: OWNER-ACTIVE; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE; I*8684 For profit or not for profit: Name of outside business organization: west pearl street condo association Investment related: Address of business: boulder, Colorado 80503 Nature of business: , Position, title, association: , Start date of relationship: 2/5/2016 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: I*8683 For profit or not for profit: Name of outside business organization: west pearl street condo association Investment related: Address of business: boulder, Colorado 80503 Nature of business: , Position, title, association: , Start date of relationship: 7/30/2014 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: I*8685 For profit or not for profit: Name of outside business organization: Shorewood 2 homeowners association Investment related: Address of business: hilton head, South Carolina 29928 Nature of business: , Position, title, association: , Start date of relationship: 3/4/2016 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties: (2) RENTAL PROPERTY; ADDRESS: HILTON HEAD, SC ; BUSINESS DESCRIPTION: RENTAL PROPERTY; NOT INVESTMENT RELATED; START DATE: 01/01/2018; CAPACITY: OWNER-PASSIVE; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1985-11-22 |
Reach out to this advisor