Deborah M Baum

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1989 → Present
  Guardian Life Insurance Co. Of America
  New York, NY
• 05/1999 → Present
  Park Avenue Securities Llc
  New York, NY
• 06/2024 → Present
  Guardian Life Insurance Company
  Brooklyn, NY
• 06/2024 → Present
  Park Avenue Securities Llc
  Brookyln, NY

Other Businesses

1. Medical insurance sales-Solicit non-Guardian insurance products, Start: 01/01/2010, Address: 355 Lexington ave-9th floor new York NY 10017, 10 bus hrs per month, Investment related, >10% annual compensation, 2) Charitable Organization Congregation Austrian Gemelith Chasudim -Officer, Start: 10/01/2021, Address: 2124 Ave P Brooklyn, NY 11229, 5 total hours per month 0 during securities trading hours, Not investment related, No annual compensation, 3) Insurance outside of Guardian, Start: 9/1/2026, Nature: Insurance Sales, Address: 2041 east 19th street Brooklyn NY 11229, Duties: Independent Contractor selling insurance other than Guardian, 2 total hours/month; 2 during securities trading hours, Investment Related,

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-08-06
• S63 Uniform Securities Agent State Law Examination
  1985-06-06

Other Names

• Deborah Michele Baum
• Deborah Michelle Baum