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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-10-09 |
| NY | RA | APPROVED | 2021-04-16 |
| OH | RA | APPROVED | 2018-04-04 |
| ID | RA | APPROVED | 2016-02-05 |
| NM | RA | APPROVED | 2011-08-24 |
| NJ | RA | APPROVED | 2004-07-14 |
| CA | RA | APPROVED | 2004-06-09 |
Branch Locations
777 Third Ave Suite 1703, New York, NY 10017 • United States
Brookyln, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co. Of America | New York | NY | 07/1989 | Present |
| Park Avenue Securities Llc | New York | NY | 05/1999 | Present |
| Guardian Life Insurance Company | Brooklyn | NY | 06/2024 | Present |
| Park Avenue Securities Llc | Brookyln | NY | 06/2024 | Present |
1. Medical insurance sales-Solicit non-Guardian insurance products, Start: 01/01/2010, Address: 355 Lexington ave-9th floor new York NY 10017, 10 bus hrs per month, Investment related, >10% annual compensation, 2) Charitable Organization Congregation Austrian Gemelith Chasudim -Officer, Start: 10/01/2021, Address: 2124 Ave P Brooklyn, NY 11229, 5 total hours per month 0 during securities trading hours, Not investment related, No annual compensation, 3) Insurance outside of Guardian, Start: 9/1/2026, Nature: Insurance Sales, Address: 2041 east 19th street Brooklyn NY 11229, Duties: Independent Contractor selling insurance other than Guardian, 2 total hours/month; 2 during securities trading hours, Investment Related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 1985-06-06 |
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