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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-09-05
TX RA APPROVED 2025-09-05
  • IL RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

9014 Heritage Parkway, Suite 308, Woodridge, IL 60517 • United States

4123 W. Shamrock Ln, Mchenry, IL 60050 • United States

1752 Capital St Suite 400, Elgin, IL 60124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1St Global Capital Corp. Elk Grove Village IL 04/2009 10/2019
1St Global Advisors Inc. Elk Grove Village IL 04/2009 10/2019
Avantax Insurance Services Elk Grove Village IL 04/2009 09/2025
Avantax Advisory Services Elk Grove Village IL 10/2019 09/2025
Avantax Investment Services, Inc. Elk Grove Village IL 10/2019 09/2025
Cetera Wealth Services, Llc Mc Henry IL 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 04/2009 → 10/2019
    1St Global Capital Corp.
    Elk Grove Village, IL
  • 04/2009 → 10/2019
    1St Global Advisors Inc.
    Elk Grove Village, IL
  • 04/2009 → 09/2025
    Avantax Insurance Services
    Elk Grove Village, IL
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Elk Grove Village, IL
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Elk Grove Village, IL
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Mc Henry, IL
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Irving, TX
    Dallas, TX
    Woodridge, IL
    Elgin, IL
    Mchenry, IL
  • 2009-04-07 → 2019-10-25
    1St Global Advisors Inc
    Elk Grove Village, IL
  • 1998-06-30 → 2009-05-06
    Securities America Advisors, Inc.
    Elk Grove Village, IL
Other Businesses

1) RM FINANCIAL, LTD POSITION: PRESIDENT NATURE: PERSONAL CORPORATION INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/31/2001 ADDRESS: Elk Grove Village IL 60007, United States DESCRIPTION: PERSONAL CORPORATION THAT WAS ESTABLISHED BEFORE I JOINED 1ST GLOBAL 2) PORTE BROWN WEALTH MANAGEMENT, LLC POSITION: OWNER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 6 START DATE: 04/01/2009 ADDRESS: Elk Grove Village IL 60007, United States DESCRIPTION: Provide financial services to clients. 3) JOHN H & ANN G RHODES FOUNDATION, INC; DIRECTOR; SCHOLARSHIP FOUNDATION; NIR;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-04-20
  • S63 Uniform Securities Agent State Law Examination
    1993-04-20
Designations
Other Names
  • Ron Manso

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