Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
9014 Heritage Parkway, Suite 308, Woodridge, IL 60517 • United States
4123 W. Shamrock Ln, Mchenry, IL 60050 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp. | Elk Grove Village | IL | 04/2009 | 10/2019 |
| 1St Global Advisors Inc. | Elk Grove Village | IL | 04/2009 | 10/2019 |
| Avantax Insurance Services | Elk Grove Village | IL | 04/2009 | 09/2025 |
| Avantax Advisory Services | Elk Grove Village | IL | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Elk Grove Village | IL | 10/2019 | 09/2025 |
| Cetera Wealth Services, Llc | Mc Henry | IL | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) RM FINANCIAL, LTD POSITION: PRESIDENT NATURE: PERSONAL CORPORATION INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/31/2001 ADDRESS: Elk Grove Village IL 60007, United States DESCRIPTION: PERSONAL CORPORATION THAT WAS ESTABLISHED BEFORE I JOINED 1ST GLOBAL 2) PORTE BROWN WEALTH MANAGEMENT, LLC POSITION: OWNER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 6 START DATE: 04/01/2009 ADDRESS: Elk Grove Village IL 60007, United States DESCRIPTION: Provide financial services to clients. 3) JOHN H & ANN G RHODES FOUNDATION, INC; DIRECTOR; SCHOLARSHIP FOUNDATION; NIR;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-04-20 |
Reach out to this advisor