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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-25 |
| WI | RA | APPROVED | 2017-03-25 |
Branch Locations
10401 Innovation Drive Suite 125, Wauwatosa, WI 53226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Brookfield | WI | 01/2015 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Wauwatosa | WI | 07/2016 | Present |
| Mml Investors Services, Llc | Wauwatosa | WI | 03/2017 | Present |
Name: Jeffrey W Day Inv rel: Y Add: 10401 Innovation Drive Suite 125 Wauwatosa WI 53214 Nature: Individual Life, Group Life, AND Group Health Insurance Position: Agent Start date: 07/01/2016 No. HR/MO: 0 No. HR/MO during sec trading: 0
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-10-30 |
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